WebFeb 21, 2024 · 1 Under Commodity Futures Trading Commission Regulation 1.3, subsection (6) of the Associated Person definition, an individual acts as an AP of an SD … WebNov 23, 2024 · 87 FR 32898, 5/31/2024 // PDF Version. 17 CFR Part 50 Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates
Cadwalader, Wickersham & Taft LLP - International Swaps and …
WebFeb 21, 2024 · 1 Under Commodity Futures Trading Commission Regulation 1.3, subsection (6) of the Associated Person definition, an individual acts as an AP of an SD or MSP if the person solicits or accepts swaps (other than in a clerical or ministerial capacity) or supervises any person engaged in those activities. WebCFTC Regulation 45.3 requires the Reporting Entity to the swap to report the election of the End-User Exception, the type of clearing exception and identification of the Electing … reckon training academy
17 CFR § 1.3 - Definitions. Electronic Code of Federal …
WebJan 26, 2024 · About CFTC Rule 1.3 (c-d) The Commodity Futures Trading Commission (CFTC), an independent US federal agency, regulates the commodity futures and … WebRegulatory records means all books and records required to be kept by the Act or Commission regulations in this chapter, including any record of any correction or other amendment to such books and records, provided that, with respect to such books and records stored electronically, regulatory records shall also include: Web5 The proposed rule change also proposes to remove from Rule 412(c) and Rule 412(d)(i) references to prior CFTC Regulation 1.3(z)30 which has been superseded by revisions to Part 15031 of the CFTC Regulations. Prior CFTC Regulation 1.3(z)32 previously included a definition of the term “bona fide hedging transaction for excluded commodities,” but … unterschied copolymer polymer blend